Cobalt Ground Solutions Ltd was formed to maximise the handling potential of both KGS and AFSL
operating services at Heathrow's T4, as that facility becomes home to 45 airlines following the completion of the initial stages of its extensive refurbishment.
This work continues ASIC s focus on AFSL
compliance in the retail OTC derivative sector, including margin FX, CFDs and binary options.
PropertyCover Pty Ltd ABN 49 127 074 837 is a Distributor of National Underwriting Agencies Pty Ltd ABN 60 089 657 849 AFSL
is a licensed corporation under the Corporations Act of Australia, AFSL
number 312525, and is registered as an overseas company in New Zealand, number 2407809.
they are exempt from the requirement to hold an AFSL
under the Corporations Act in respect of the financial services; and they are authorised and regulated by relevant foreign regulatory authorities under the foreign laws, which differ from Australian laws.
The cancellation of the AFSL is effective 30 September 2015.
LSG held AFSL 418008 with authorisations to provide financial product advice, deal in a financial product and make a market in derivatives products to retail and wholesale clients.
ASIC has the power to suspend or cancel an AFSL where the licensee fails to comply with the condition on its licence or breaches a financial services law.
A middle-market firm has been named by ASIC to examine compliance in two of CBA s financial planning arms as per new AFSL
conditions imposed on the bank.
DEXUS Funds Management Ltd ABN 24 060 920 783, AFSL
238163, as Responsible Entity for DEXUS Property Group (ASX: DXS)
The limited AFSL will enable licence holders to provide more strategic advice to their clients.
A streamlined application process will apply from 1 July 2013 to 1 July 2016 to make it easier for accountants to transition into the AFSL regime in recognition of their existing professional qualifications.