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As a broker-dealer registered with the SEC and a member of FINRA (formerly NASD), MicroPlace is currently the only broker-dealer specializing in microfinance securities for retail investors. The latest pump-and-dump schemes involving oil, gas or alternative energy stocks are of great concern to us," said FINRA CEO Mary L. IMSA updates its standards regularly with input from member companies and a Standards Advisory Committee made up of representatives from NAIC, FINRA, AARP, rating agencies, and product distribution groups. |
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