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GLBA |
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Under GLBA, a bank engaging in securities activities must either conduct them through a registered broker-dealer or ensure such activities fall within the limited exceptions to the terms broker and dealer granted banks under the act--which repealed the blanket exception banks formerly held. Built-in templates are available to help customers assess and report compliance against multiple regulations, including Sarbanes-Oxley, HIPAA, GLBA, FERC and FDA. Using advanced encryption, the product helps IHEs meet a variety of data privacy and confidentiality requirements such as PERPA, HIPAA, the Privacy Act of 1974, GLBA, and the Patriot Act. |
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