NASDR

Also found in: Financial

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Acronym	Definition
NASDR	National Association of Securities Dealers Regulation

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? References in periodicals archive
Funding for the new system will come from filing fees paid by advisers to NASDR when they submit an application for registration and file their annual amendment to their Forms ADV. Update on investment advisers regulation: the proposed IARD and ... by Bernstein, Phyllis / The Tax Adviser I would urge you not to wait for our inspections staff or NASDR [National Association of Security Dealers Regulation] to come knocking on your door with questions about bonus products," he said. Can Annuities Pass Muster? by Panko, Ron / Best's Review NASDR has barred or revoked the licenses of more than 2,000 brokers over the past four years, Goldsmith says. Problems seldom result in brokers losing their jobs by Antilla, Susan / Los Angeles Business Journal More results

? References in periodicals archive

Funding for the new system will come from filing fees paid by advisers to NASDR when they submit an application for registration and file their annual amendment to their Forms ADV.

Update on investment advisers regulation: the proposed IARD and ... by Bernstein, Phyllis / The Tax Adviser

I would urge you not to wait for our inspections staff or NASDR [National Association of Security Dealers Regulation] to come knocking on your door with questions about bonus products," he said.

Can Annuities Pass Muster? by Panko, Ron / Best's Review

NASDR has barred or revoked the licenses of more than 2,000 brokers over the past four years, Goldsmith says.

Problems seldom result in brokers losing their jobs by Antilla, Susan / Los Angeles Business Journal

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