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For example, WM financial services devotes an entire section of its Web site to ``Women & Investing. In the Wells Fargo, PNC Investments and WM Financial Services cases, FINRA found that the firms did not provide adequate guidance to principals who approved variable annuity transactions, or in the case of WM Financial, UIT transactions. The complaint alleges that Washington Mutual and its subsidiary companies had an undisclosed "preferred list" of funds, and issued materially misleading disclosures and omissions regarding side agreement (cash and non cash program) designed to improperly incent WM Financial Services and its sales team to favor Washington Mutual's proprietary funds, (the WM Group of Funds) and thereby drive sales, regardless of alternatives for their individual retail investor. |
WM Financial Services |
WLWC WLWCA WLWCB WLWE WLWG WLWH WLWHA WLWHS WLWJT WLWL WLWV WLX WLXP WLY WLYA WLYAP WLYB WLYC WLYDC Wlym WLYS WLYT WLZM WM WM Financial Services WM&ECWM&R WM-E wm. Wm. C. Sterling State Park WM:MT Wm2 WM2003 WM2K WM3 WM4C WM5 WM6 WMA WMA WMA file WMA Lossless WMA Mortgage Services, Inc. WMA protected WMA5 WMAA WMAAS WMAB WMABA WMAC | |||||
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