The Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada
(MFDA) have delegated regulatory authorities in Alberta.
During his career, Sharpe has also served as director of investigations at the Mutual Fund Dealers Association of Canada
, senior vice president and chief compliance officer at Citigroup's (NYSE:C) Primerica Financial Services and as chief risk and compliance officer at B2B Trust.
The Alien Securities Law Net Letter summarizes recent rules and policies of provincial securities commissions and self-regulatory securities organizations, including stock exchanges, the Investment Dealers Association of Canada and the Mutual Fund Dealers Association of Canada