NAIBDNational Association of Independent Broker/Dealers
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Post-Madoff, "SIPC assessments have skyrocketed, hitting small firms particularly hard, especially the 1,000 or so firms whose revenues are primarily derived from services not covered by SIPC," Lisa Roth, chair of the Member Advocacy Committee (MAC) representing the NAIBD, told Investment Advisor.
While Roth said she believes NAIBD's efforts to have SIPC drop the fee will likely be "successful," if they aren't, she said, "I will take this issue to Congress."
The National Association of Independent Broker/Dealers (NAIBD) has announced new member programs and a heightened focus on independent broker/dealer (IBD) advocacy, as applications surge in light of the recent financial crisis.