NASD


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Related to NASD: NASDAQ, NYSE, FINRA, NSD
AcronymDefinition
NASDNational Association of Securities Dealers
NASDNational Ag Safety Database
NASDNational Association of Schools of Dance
NASDNorristown Area School District (Pennsylvania)
NASDNational Alcohol Screening Day
NASDNorthampton Area School District (Pennsylvania)
NASDNetwork Attached Storage Device
NASDNazareth Area School District (Pennsylvania)
NASDNetwork Account Support Division (Sprint)
NASDNorth American Suppliers Directory
NASDNetwork Accessible Storage Device
NASDNaval Air Station Dallas, Texas
NASDNorthwest Area School District (Shickshinny, Pennsylvania)
NASDNaval Aviation Supply Depot
References in periodicals archive ?
The Notice implies what might be some best practices for NASD member firms to adopt in supervising life settlement brokerage transactions by associated persons who also act as life settlement brokers.
In addition, NASD officials encourage investors to follow three basic rules: understand what you're buying and with whom you're dealing; invest based only on education and information--not on emotion; and, says Elisse Waiter, senior executive vice president for regulatory policy and programs at NASD, "Remember, if it sounds too good to be true, it is too good to be true.
The conferences, held in 2001 and 2002, were represented to NASD by Wells as "strictly educational.
Most important, we have established effective lines of communication and a cooperative working relationship with the NASD.
The NASD asked the MetLife units about possible late trading of mutual funds in September 2003, officials say.
Equity-indexed annuities are complex financial instruments where the issuer, usually an insurance company, guarantees a stated interest rate and some protection from loss of principal, and provides an opportunity to earn additional interest based on the performance of a securities market index, the NASD said.
Gilkison also cashed a check he received from an attorney, who sublet part of the office space, instead of depositing the check into the company's accounts, NASD officials said in statements made public Aug.
For the more volatile and less capitalized firms, NASD has two destinations of stocks: OTC and NASDAQ.
Before the consolidation of NASD and NYSE Member Regulation, which became effective on July 30, 2007, NASD's Board of Governors and NYSE Group's Board of Directors appointed the 21 remaining members of the Interim Board.
Securities and Exchange Commission, the agency that must approve efforts by the NASD, Washington, to implement the rule, has published the new draft in the Federal Register.
The proposal was sparked by a joint report on the products released the week of June 7 by the NASD and the U.