(18.) An exception to this is found in the reorganization of Nasdaq, where following the price-fixing scandal the regulatory arm was split off to form
NASDR.
NASDR is now separated from the Nasdaq market, but both are owned by the NASD.
(
NASDR), will give investors easy access to information about investment advisers.
"I would urge you not to wait for our inspections staff or
NASDR [National Association of Security Dealers Regulation] to come knocking on your door with questions about bonus products," he said.
(NASD), NASD Regulation (
NASDR), and the Securities & Exchange Commission (SEC) for the ultimate benefit and protection of the investor.