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21 There is also a need to include teaching skills program for Family Medicine trainees in the SBFM curriculum manual, which will enhance the role of being an effective future Trainer.
On September 16, 2005, the staff of the Securities and Exchange Commission (the "Commission") informed SBFM and SBAM that the staff is considering recommending that the Commission institute administrative proceedings against SBFM and SBAM for alleged violations of Section 19(a) and 34(b) of the Investment Company Act (and related Rule 19a-1).
The Funds receive investment advisory and administrative services from SBAM or SBFM, as the case may be.
The Fund, a diversified investment management company, is managed by SBFM, an indirect wholly owned subsidiary of Citigroup Inc.
The Fund, a non-diversified investment management company, is managed by SBFM, an indirect wholly owned subsidiary of Citigroup Inc.
The SEC order finds that SBFM and CGMI willfully violated Section 206(1) of the Investment Advisers Act of 1940 ("Advisers Act").