(redirected from Statement of Advice)
SOAService-Oriented Architecture
SOAService-Oriented Architecture (computing)
SOAState Of the Art
SOASarbanes-Oxley Act
SOASega of America
SOASecondary Organic Aerosol
SOASociety Of Actuaries
SOASkies of Arcadia (Sega Dreamcast video game)
SOASecretary of Agriculture
SOASorbic Acid
SOASemiconductor Optical Amplifier
SOASafe Operating Area
SOASchool of the Americas (Fort Benning, GA, USA)
SOAService Oriented Approach
SOASource of Authority
SOAStart of Authority (domain name system record)
SOASons of Anarchy (TV show)
SOASex Offender Act
SOASchool of Accountancy (various universities)
SOAseksueel overdraagbare aandoening (Dutch: sexually transmitted disease)
SOASwiss Olympic Association (sports federation)
SOASenior Office Administrator
SOAService Oriented Application
SOAScope of Appointment (health insurance)
SOAShadow of Amn (Baldur's Gate 2 game)
SOASociety of Advocates (various locations)
SOAState Of Art
SOAService Orientierte Architektur (German: Service-Oriented Architecture)
SOASafety Oversight Audit (various organizations)
SOASoftware-Oriented Architecture (systems development)
SOASoldier of Allah
SOAState Of Alaska
SOAService of Architecture
SOAState of Alert
SOAService Oriented Architecture
SOAStart of Authority
SOASun Online Account
SOASpring Over Axle
SOASuper Output Area (statistics)
SOAState Oceanic Administration
SOAStatement of Advice
SOASales Order Acknowledgement (purchases)
SOASuperior Officers Association (various locations)
SOAStimulus Onset Asynchrony (medical)
SOASoldiers of Apocalypse (gaming guild)
SOAStatement of Account
SOASpecial Operations Australia (Joint Allied special forces unit )
SOASpecial Operations Aviation
SOASubaru of America, Inc.
SOAScottish Optoelectronics Association
SOAService Order Administration
SOASummit of the Americas
SOASocietà Organismo di Attestazione (Italian)
SOAStatement of Applicability (ISO)
SOASpecial Operating Agency
SOASouthern Orthopaedic Association
SOAState of Alert (band)
SOASuomen Opiskelija Asunnot (Finnish: Finnish Student Apartments)
SOASilicon Optical Amplifier
SOASpeed Of Advance
SOASeparate Operating Agency
SOASoftware and Order Administration
SOASpecial Operations Aircraft
SOASame Old Architecture (computer architecture)
SOAStarfighters of Adumar (gaming)
SOAStatement of Assurance
SOAService Order Activation
SOASun Online Account (computing)
SOAStanding Offer Agreement
SOASuit of Armour (gaming)
SOASummary of Action
SOASpecial Operations Augmentation
SOASteadicam Operators Association
SOASexually Oriented Advertising
SOAStatement of Authority
SOAStrategic Offensive Arms
SOASigurnosno Obavještajna Agencija (Security and Intelligence Agency)
SOASystem Outage Analysis
SOAState of Affair (linguistics)
SOASisterhood of Avalon (international celtic women's mysteries organization)
SOASustained Operations Ashore (USMC)
SOAStatement Of Agreement
SOASpecial Operations Area
SOASystem of Authority
SOAScreams of Abel (band zine)
SOASindicato Obrero Aragonés (Aragonese Labor Union)
SOASlipper Orchid Alliance
SOASin Otro Apellido (Spanish: No Other Surname)
SOAShortness of Air
SOASenior Office Assistant
SOAStart Of Address
SOASeams Operating Agreement
SOAScourge of Armageddon (Quake game)
SOAShade of Aran (gaming, World of Warcraft)
SOASwelling of Ankles (medical)
SOASpeed Of Approach
SOAStupid Orientation Abstractions
SOAStock Option Analysis
SOAStart Of Availability
SOASatellite Oceanographic Analysis
SOAServicewide Office Automation
SOASticker of Authenticity
SOASystems Operability Assessment
SOAStamp Out Acronyms
SOASoldats de l'Opposition Algerienne
SOAStatement of Insurance
SOASpecial Open Allotment
SOASporting Olympique Avignon (French: Olympic Sporting Avignon; France)
SOASociete Occidentale Africaine
SOASchedule of Authorization
SOASpas of America Marketing (Vancouver, BC, Canada)
SOASystem Operating Agreement
References in periodicals archive ?
failed to provide accurate information about the clients' circumstances within the Statement of Advice.
failed to provide a statement of advice to 31 clients when he advised them to apply for income protection insurance, life insurance, trauma insurance and/or total and permanent disability insurance (insurance) as a new product, or to replace an existing insurance product; failed to make reasonable inquiries in relation to a client and failed to provide that client with appropriate advice when he provided that client with advice in relation to insurance and superannuation products in September 2012; and failed to act in the best interests of a client in relation to insurance and superannuation product advice he provided in November 2013 and failed to give priority to that client's best interests over his own.
Signed the client's name on an Authority to Proceed (part of a Statement of Advice; requested a client sign a blank Authority to Provide Information (ATPI) document (to be faxed to a superannuation fund), which was photocopied before the names of superannuation funds and other details were inserted; altered an ATPI document after it had been signed by the client; and created two versions of a diary note in relation to the same event, which were signed by Mr Miller and dated with the date of the event they recorded, when the diary notes were created some weeks after the date shown.
failed to undertake adequate inquiries into the relevant personal circumstances of some clients to whom he made recommendations, failed in some instances to provide adequate replacement product advice to the client in the Statement of Advice, preventing the client from making an informed decision to switch insurance cover, inadequately demonstrated in some cases the benefits of a stepped or level premium, failed in some cases to consider the competing priorities of adequate insurance versus affordability, including the longer term impact of placing insurances within superannuation, limited the advice in some cases to exclude issues which cannot reasonably be excluded from the scope of advice.
did not provide a statement of advice to a client before providing a further financial service; submitted insurance applications and alteration requests that contained incorrect information amounting to conduct likely to mislead and deceive; wrote purported signatures of clients on insurance alteration requests and superannuation withdrawal forms amounting to conduct likely to mislead and deceive; advised a share brokerage fee that was not properly payable by the client amounting to conduct likely to mislead and deceive; and charged an excessive adviser fee, represented that the fee would be refunded and did not take timely steps to refund the free amounting to unconscionable conduct.
- Statement of advice to LAT regarding the state aid implications of the proposed partnership and funding agreement.
the requirement for a Statement of Advice to be given to the client
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