It said examples of unsuitable advice it had found included pensioners being advised to invest all of their wealth in a single Ucis
and a customer who was advised to borrow money to invest in Ucis
and service the debt with withdrawals from their investment.
Covered entities: Banks, pension funds, insurance brokers, UCIs
, management companies, external auditors, accountants, notaries, lawyers, casinos, gaming establishments, real estate agents, tax and economic advisors, domiciliary agents, and insurance providers
Under the current law, banks, pension funds, insurance brokers, UCIs
, management companies, external auditors, accountants, notaries, lawyers, casinos and gaming establishments, real estate agents, tax and economic advisors, domiciliary agents, insurance providers, and dealers in high-value goods, such as jewelry and cars, are now considered covered institutions.
According to the Cyprus Security and Exchange Commission`s (CySEC) quarterly report for Q1 2019, the total number of supervised entities reached 187 Undertakings for Collective Investments (UCIs
) and Management Companies for UCIs
, of which 118 are active, while 83 are Externally Managed UCIs
, 64 are Internally Managed UCIs
, and 40 are External Managers.
Durante o processo de analise dos estudos, com o suporte do software Alceste, definiu-se que o conjunto textual a ser explorado (corpus) seria composto pelos resumos dos artigos selecionados na terceira etapa da revisao sistematica, totalizando 27 unidades de contexto inicial (UCIs
"In January 2009, Perrier-Bilbo wrote to UCIS
requesting that she be permitted to take the oath without the phrase 'so help me God.' UCIS
informed her that she could either participate in the oath ceremony and omit the language, or schedule a private oath ceremony in which the government would omit the phrase in administering the oath.
Ardonagh has reduced regulatory uncertainty through the payment of its Unregulated Collective Investment Scheme (UCIS
) fines and clarity on the payment of Enhanced Transfer Value (ETV) fines.