* Life insurers hold about $4.2 trillion in
securities, or about 12% of total investments in the U.S.
The Dabit decision caps a long-fought legal and legislative battle to rein in
securities class action lawsuits.
On the issue date, the instruments provided for a market rate of interest and were
securities under Sec.
This category also includes claims (38) on, or guaranteed by, a qualifying
securities firm incorporated in the United States or other member of the OECD-based group of countries (39) provided that: the qualifying
securities firm has a long-term issuer credit rating, or a rating on at least one issue of long-term debt, in one of the three highest investment grade rating categories from a nationally recognized statistical rating organization; or the claim is guaranteed by the firm's parent company and the parent company has such a rating.
Known Bondholders, Mortgages, and Other Security Holders Owning or Holding 1 Percent of More of Total Amount of Bonds, Mortgages or Other
Securities: None.
In an actively-traded portfolio, managers often sell
securities prior to maturity for various reasons.
* In a Rule 144A offering, an investment bank or syndicate of investment banks purchases the
securities from the company and then resells the
securities to investors at a higher price.
The provisions diverged on the meaning of the term "stock and
securities"--a term that both provisions treat as a deciding factor in the overall determination of investment company status.
The guidance in this SAS applies to all
securities. There are two types of securities--debt
securities and equity
securities.
(4) Providing
securities brokerage, riskless principal, private placement, futures commission merchant, and other agency transactional services, in accordance with section 225.28(b)(7) of Regulation Y (12 C.F.R.
Workers would still be required to pay for their retirement, but instead of their payroll taxes going to the government to finance current retirees, the money would go into a personal savings account that would be invested in private
securities markets, and the returns from the worker's taxes would flow directly to the worker.
Information technology and insurance traditionally have not been mentioned in the same breath--at least not nearly as often as high technology has been associated with the
securities industry or the banking industry.